|Title:||The Fantastic: A Structural Approach to a Literary Genre|
|Pub Date:||1970 (French)
|Chris’ Rating (5 possible):|
|An Attempt at Categorization||If You Like… / You Might Like…|
Happy New Year! Now that the formalities are out of the way, I thought I’d take a few moments to share with you what I did between Christmas and New Year’s: In addition to remodeling our library, and turning our dining room into a library annex, I also spent the week slowly and carefully reading Tzvetan Todorov’s classic book of genre criticism, appropriately titled The Fantastic: A Structural Approach to a Literary Genre.
Of course, I’d read about Todorov many times before. I’d even read a couple essays he’d written (I particularly recommend his typology of detective fiction). But I figured that it was best to see for myself what he had to say. And though in the end I was very satisfied, this book really defied my expectations.
The book’s title is misleading. From the adjective-cum-noun “Fantastic” it is a short leap to the modern genre of “fantasy” – and so when I first bought the book, I expected to find a master critic expressing his own Unified Theory of Fantasy, like a Northrup Frye or a Wayne Booth for the speculative genre (for two excellent analyses more in this vein, I recommend Farah Mendelsohn’s Rhetorics of Fantasy and Brian Attebery’s Strategies of Fantasy). Instead, Todorov uses a much narrower interpretation of fantasy, placing it on a spectrum between stories where ostensibly supernatural events are explained through rational means (which he calls the “uncanny”) and stories where supernatural events are shown to actually be supernatural (which he calls the “marvelous”).
To put it another way, Todorov’s uncanny stories are Scooby Doo episodes: during the action, the characters and reader experience events which are ostensibly beyond mortal ken (ghosts, monsters, strange worlds, etc.). But by the end of the story, all of the ostensibly supernatural experiences are explained away in a naturalistic and rational fashion, thus erasing the supernatural from the story. It’s like Old Man Withers being unmasked by the gang. On the opposite end of the spectrum, Todorov’s “marvelous” stories are Buffy episodes: during the action, the characters and reader experience events which are beyond mortal ken, but by the end of the story, all of the ostensibly supernatural experiences can only be explained by an acceptance of their supernatural reality. Todorov’s “fantastic” genre, however, is the Twilight Zone: neither the characters nor the reader is ever really certain whether the supernatural events are to be accepted.
This is a much narrower definition of “the fantastic” than “fantasy” would imply. It excludes almost all secondary world fantasy, and almost all science fiction. Even most wainscot fantasies would fall into Todorov’s “marvelous” camp. Which is a shame, because anything beyond his narrowly defined borders gets brushed off as beyond the scope of his analysis.
The first half of The Fantastic is an interesting, if dry, exercise in critical philosophy and semantic hair-splitting. He defines what he means by the fantastic, and provides a definite set of criteria for use in its identification. Given my (incorrect) expectations, the book initially frustrated me. I wanted to gleam sweeping insights with applicability across a broad swathe of fantasy titles and sub-genres. Todorov’s painstakingly detailed definition of “hesitation” or what I would call ambiguity: the uncertainty felt by the character and the reader as to their implied frame of reference for experiencing the story. According to Todorov, if a story has no ambiguity, then by definition it falls outside the bounds of his fantastic. Now, I love ambiguous stories. But most fantasy, and most science fiction, eschews the degree of ambiguity described by Todorov. Let’s face it: there are few Chronicles of Thomas Covenant, the Unbeliever or There Are Doors out there.
Yet once Todorov establishes his definitions, he begins to dissect his ambiguous stories in much more painstaking detail, parsing their themes and structures. And here, The Fantastic becomes a treasure trove of insight. The conclusions Todorov draws regarding the fantastic are not, in fact, particularly interesting. They may be thought provoking, but they have limited applicability beyond his caged genre, and furthermore I suspect his reliance on the psychoanalytic school of criticism ignores too many other factors. Yet the techniques that Todorov applies, independent of the genre against which they are applied, are quite impressive.
In a very real sense, Todorov draws the treasure map to a very narrow sub-genre. But by doing so, he shows us how to draw such maps for any other genre in existence. I wish that Todorov had taken the trouble to do the same for both his uncanny and marvelous genres. But the process of structural analysis that he applied to his ambiguous stories can just as readily be applied to secondary world fantasy, portal/quest fantasies, wainscot fantasies, liminal fantasies, intrusion fantasies, and all the rest. And that is why this book remains significant: on the one hand, it adds to our critical toolkit, and by using much-analyzed “classic” texts of the Gothic age, it helps to bring the tools of genre criticism into the “respectable” light of academia.
In that sense, later critics like Farah Mendlesohn or Brian Attebery both benefited from Todorov’s work. On the one hand, they apply to a broader body of work the universal techniques that Todorov pioneered. And on the other hand, they benefit from the fact that Todorov dragged ghosts and demons into the light of critical respectability.
All in all, this is a book on criticism well worth reading. But not for its conclusions: more for its methods.