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Posts tagged ‘Genre Fiction’

A Rant on Exclusion and Genre Pedantry


The other day, I read a fascinating (and wonderfully titled) essay by Simon Spanton, Deputy Publishing Director for Gollancz, wherein he discusses speculative fiction’s relationship to mainstream literary fiction. At first, the thought of yet another volley in the interminable genre wars made me groan. But the essay – and some of the ensuing discussion in the comments – did make me think, and those thoughts have gradually grown into a rant. While Simon’s essay raises excellent questions about genre awards, I’m more inclined to rant wonder about Simon’s main point: why do speculative fiction fans bristle at the prospect of non-SF writers employing speculative devices?

The “War” is Over. We Won.

I think it is fair to say that speculative fiction has essentially won the culture wars. The devices and conventions of science fiction and fantasy have achieved a degree of mainstream popularity that couldn’t have been imagined eighty years ago. They dominate both the big and small screen, form the core of the console gaming market, and feature prominently on literary bestseller lists (whether under the aegis of an SF/F imprint or not). The fact that Samuel Delany’s “About 5,750 Words” could benefit from some updating is, I think, a testament to the success of speculative fiction’s penetration into the cultural mainstream.

Yet for some reason, when authors who do not self-identify as science fiction writers (or as fantasy writers) make use of science fictional/fantastical devices, we’re quick to look down our noses at them. We argue that they “appropriate” devices from “our” genre, that they perpetuate genre elitism, that they are ignorant of speculative fiction’s traditions, etc.

To quote Damon Knight: So what?

The first of these claims is meaningless, the second is laughably ironic, and the third is simply irrelevant.

Appropriation of Genre Devices as the Cornerstone of Literature

Appropriation of devices, structures, and conventions is the foundation of literature. Writers have been stealing each others’ tricks ever since the second story was told around a campfire. What would James Joyce’s Ulysses be without Homer’s The Odyssey? Oh, dear, I am sorry: I forget so often that it isn’t worth reading if it doesn’t have a spaceship on the spine. Ahem. Let me use a different example: would we have Tolkien’s Lord of the Rings without William Morris’ The Well at the World’s End, Charles Dickens’ The Pickwick Papers, or H. Rider Haggard’s She? Or would Robert A. Heinlein have written The Moon Is a Harsh Mistress without the Baroness Orczy’s The Scarlet Pimpernel or Ayn Rand’s Atlas Shrugged? Would Mary Robinette Kowal’s Shades of Milk and Honey have been possible without the influence of Jane Austen?

To criticize the likes of Cormac McCarthy, Margaret Atwood, Audrey Niffenger, etc. for “appropriating” speculative devices is petty. Who cares if their stories feature tropes more commonly published by genre imprints? One can make the equally meaningless claim that science fiction has been “appropriating” characterization from mainstream literary fiction. Literature is always in conversation with all of the literature that came before it: every story incorporates elements from other stories, puts those elements together in new and interesting combinations, and thus gives future writers something else to appropriate. That’s the way all literature works, whether inside or outside of speculative fiction.

The Snobbery of Pedantry

When we claim that writers like Margaret Atwood or Cormac McCarthy perpetuate the snobbish genre divide, really it’s just the pot calling the kettle black. So Atwood thinks of science fiction as “talking squids in outer space”. Why should such a reductive classification bother us?

There are as many definitions of science fiction as there are science fiction consumers, and their attitude towards the genre ranges from uncritical boosterism to generalized dismissal. Like Kipling’s tribal lays, all of those definitions – and yes, including Atwood’s – are right. Such definitions are ontological and fluid; they are a subjective amalgam of what Brian Stableford calls “fuzzy sets”.

And there is nothing to be done about them.

Yet when we get sniffy about how one or another “authority” defines our genre, all we’re really doing is throwing a pedantic temper tantrum. If we claim that Only Our definition is Right and Proper, or if we claim that Your Definition is Wrong and Evil, we are engaging in the same exclusionary discrimination that our own beloved genre has been subject to for so long. When really, that classification isn’t solely up to us.

Works get classified into genres at many stages: Their authors can self-identify with a particular literary tradition while writing the damn thing. Agents (or the authors themselves) can submit the book to a particular genre imprint. The imprint can decide the book aligns well with its category/aesthetic/list. The art management team can select a cover that adheres to a particular subset of genre aesthetics/conventions. The bookstore can shelve it in a specific section. And finally, and most importantly, the consumer crafts their own opinion as to how they think of a given book.

Atwood’s definition, my definition, and your definition are but a few of the many voices in this process. One hundred years from now, a literary critic will be able to better judge the genre classification of The Handmaid’s Tale. History, context, and critical distance will all help. But, for the time being, should we wash our hands of the brilliant thematic explorations of Oryx and Crake or The Handmaid’s Tale or The Time Traveler’s Wife because their authors’ definitions of genre differ from our own?

The Sin of Ignorance

Likewise, when did ignorance become a cardinal sin? As writers, we’re all guilty of a bit of hubris. We all think we’ve done something neat, something cool, something interesting. Sometimes, we even think we’re the first ones to do it. And every now and again, we’re right. But more often than not, we’re wrong. Ignorance is a common characteristic amongst our species, I’m afraid, and wearing the badge of genre is no defense against it.

So why should ignorance of genre traditions, of the myriad ways in which genre devices have been employed previously, condemn a writer? Mary Doria Russell’s ignorance of James Blish’s A Case of Conscience when writing The Sparrow does nothing to detract from the latter’s beauty or power. To generally condemn a writer – regardless of the genre they identify with – for their ignorance strikes me as arbitrary, and perhaps more importantly, as critically vapid.

It is critically interesting to compare Cormac McCarthy’s post-apocalyptic The Road to George Stewart’s Earth Abides, Pat Frank’s Alas, Babylon, Walter Miller’s A Canticle for Leibowitz, or even David Brin’s The Postman. Such an examination is specific, and can be critically meaningful. It can give us insight into meaning, metaphor, aesthetics, and structure. In such a comparison, McCarthy may even be deemed to be unoriginal, or uninteresting, or dull (I wouldn’t necessarily agree, but critics’ opinions will vary). Such an analysis would be critically valid, a meaningful contribution to the exploration of literature. But to generalize McCarthy as ignorant of the post-apocalyptic tradition and on that basis to dismiss his work? What does that add to the critical conversation? Nothing useful. Nothing interesting.

Genre is Not a Badge

Genre is not a badge of honor, and I say that knowing full well that I could not and would not divorce myself from my genre roots (heck, my blog’s title is a riff off of Dunsany’s classic The King of Elfland’s Daughter – I’m wedded pretty tightly to speculative fiction). Genre is “merely” a collection of aesthetic, structural, and cultural characteristics which make one creative work resemble another. Genre does not have to convey membership in any kind of subculture, although it often does. If creators wish to self-identify with a subculture or if creators, agents, publishers, or readers wish to specifically position their works within a genre, that is all to the good. They are not wrong to do so, and why should we be so churlish as to reject them for not wearing the “right” clothes?

I think that such pedantic rejection of fiction with speculative elements is short-sighted, silly, and at its heart, useless. It does nothing to broaden the popularity of speculative fiction, nothing to educate the broader public about speculative fiction’s history or aesthetics. If anything, it further solidifies long-standing cultural prejudices on both sides of the genre divide.

Writers who publish mainstream literary fiction – but do so with speculative elements – want the same things as self-proclaimed genre writers: They want to sell books. They want to exert an influence – however small – on the dialogue of letters. They want to affect readers, whether to “merely” entertain them (no mean feat) or to change their worldview. They’re all pulling in the same direction we are.

Mainstream literary fiction audiences are different from speculative fiction audiences. There is some degree of overlap, but there are enough readers in each camp who are ignorant of the other. Publishing – and the culture it speaks to and grows from – is not a zero-sum game. We gain nothing by treading on our colleagues’ heads. Instead, both speculative fiction and mainstream literary fiction benefit when we celebrate one another’s strengths, when we cross-promote to our respective audiences, when we educate one another’s audiences about the strengths of distinct literary traditions.

I am willing to bet that plenty of magical realists would love to read before the kind of crowd found at even a small genre con. And I am equally certain that plenty of speculative fiction authors would love to get critical attention from the likes of the New York Times Book Review, or the Booker Prize judges.

We should not be ashamed of our relatives in other genres, no more than they should be ashamed of us. I am buoyed by the fact that while I often see speculative fiction lovers grumble about the literary fiction camp, our prizes – in particular the Clarke and the Nebula – tend to be more open-minded. I think we could do with more of such openness, and that both genres could benefit from a greater degree of cross-pollination, for it is that cross-pollination that lies at the heart of creative progress. Speculative fiction has been trapped in an echo chamber for many, many years.

Now that we have the opportunity to branch out, why not do so?

Why do we love science fiction, fantasy, or horror?


Over on the Absolute Write Forums, GreenEpic posted a fairly thought provoking question:

Does anyone have a theory as to why science fiction and fantasy are so popular?

While the thread there has a bunch of really good answers, most of them tend towards the anecdotal. And as this is the Internet, and I have a generalized opinion, I figured I’d share it for public consumption. Here’s what I think:

Science fiction, fantasy, and horror are all marketing categories. They loosely describe a set of fictional conventions that can be expected within a given work. Does a story have robots? Odds are it is science fiction. Does it have magic? Most likely fantasy. Does it have undead monsters out to eat your flesh? I’d guess horror. Of course, this is a gross over-simplification. As a lot of my earlier posts on genre observations suggest, the reality is a heck of a lot more complicated. But your typical reader or movie-goer isn’t terribly concerned with the minutiae of genre theory (which I think is unfortunate, but I’m both nerdy and pedantic). Why do so many respond – in one fashion or another – to speculative storytelling?

Psychological, Physiological, and Neurological Levels of Storytelling

Rational, Emotional, Physiological, and Neurological Responses to Storytelling

Levels of Response to Story

Experiencing a story affects us on both psychological and physiological levels. Have you read stories that put you on the edge of your seat? They tugged on your subconscious emotions to increase tension. That sensation of your palms sweating or your heart beating faster? The story, and the tension it engendered, elicited a physiological response. Or have you ever fallen into a story so lovely that the world around you and the passage of time faded into mere background noise? The story produced a neurological trance-state, not unlike meditation or hypnosis. Have you ever read a book and realized you might be wrong about something? The story’s rhetoric affected your rational thoughts and values.

There’s a connection between our brains and our bodies that good storytelling can powerfully manipulate. It is simultaneously a positive and negative feedback system, where if a story affects one aspect of our beings it has ripple effects that impinge on every other aspect. When a creator manipulates this system skillfully, the effect is transparent and immensely powerful. And here’s why this is important: a story’s marketing category has no bearing on the audience’s response.

That’s right. Whether we’re reading mainstream literary fiction, watching Blade Runner, or flipping through a comic book, our brains and bodies will still respond to the underlying story. When we participate in ludic reading (reading for pleasure), we are looking for a certain configuration of those four responses. Of course, we can’t possibly articulate what that configuration might be (I can’t imagine anyone looking for a story that produces a 40% emotional, 30% physiological, 20% neurological, and 10% rational responses). And the components of those configurations are likely to have fairly fuzzy borders, because they are greatly affected by our state of mind/body at the time of the experience. But when we experience a satisfying story, when a story has elicited a satisfactory configuration of responses, we know it. We say “That was a good story” or “That was fun” without trying to really take it apart and understand why. And a story’s marketing category does not affect how it manipulates our responses. Instead, it describes the conventions appropriate to correctly interpreting its plot.

Basic Modes of Storytelling

Put away your Northrup Frye. I’m talking about something much more essential than mimesis or myth. If we just focus on a story’s plot and how that plot is constructed, we find several different modes of storytelling. Each of these modes relies on a certain configuration of those responses I mentioned above.

For example, an adventure story is going to produce a certain kind of physiological response. Our heart rate might increase, our breath might grow short, we might be eagerly looking to see how the hero will get out of a particular jam. But a mimetic (for the sake of simplicity, let’s call it a representative or slice-of-life) story is unlikely to produce that kind of response. Instead, it is more likely to be quieter, slower.

Basic Modes of Storytelling, with Realistic & Fantastical Examples

Basic Modes of Storytelling, with Realistic & Fantastical Examples

These responses have nothing whatsoever to do with whether a story has fantastical elements or not. Consider two adventures: Alexandre Dumas’ The Three Musketeers and Steven Brust’s The Phoenix Guards. They make for an interesting comparison, in that the latter is explicitly modeled on the former. But while Dumas’ most famous work has no fantastical elements to speak of, Brust’s novel is replete with them. Yet both stories produce similar responses in the reader, particularly if we are familiar with both works.

So if a story’s fantastical elements (or the lack thereof) has no bearing on the mode a story is told in, then why do some folks prefer speculative fiction over realistic fiction?

Gateway Drugs, Sense-of-Wonder, and the Multitudinous Genre

I believe that fantastical storytelling has an inherent advantage over realistic storytelling. There are no boundaries on what we can do with it. If a concretized metaphor (*cough* the one ring *cough*) adds value to our story, then why not run with it? Just because it isn’t realistic does not mean such images or metaphors are valueless.

Realistic storytelling is actually a subset of fantastical storytelling: by design, it chooses to limit its images and narrative devices to those which can be found in real life. If we love good storytelling, then it’s perfectly natural that we would love the speculative genres. Like Whitman, they contain multitudes. Every single realistic story, from Shakespeare to Joyce, can be presented using fantastical imagery. That a particular execution of a story remains realistic is merely the consequence of an authorial decision as to its ideal presentation.

Yet despite the fact that good stories do not need fantastical devices to remain good stories, plenty of folks out there read exclusively in the fantastic genres. Why? If they can find equally enjoyable stories among the “realistic” shelves, why stick with SF/F/H? I suspect it is because of a positive feedback loop imprinted on our brains early on. When we first consciously encounter storytelling, we look for patterns. It’s a consequence of our highly-developed simian brains. So if in those formative years, we learn that science fiction, or fantasy, or horror is statistically more likely to produce a particular configuration of responses that satisfies us, we treat it like a drug. We learn to love it, and to equate that particular marketing category with the pleasure it produces. And then sometimes, we never stray beyond that gateway.

This gate swings both ways, of course. The same holds true for many readers of realistic fiction, or for many movie-goers who never pick up a book. It’s all about the positive feedback loop that gets imprinted on our neurons at a formative age. I suspect (on the basis of absolutely zero neurological knowledge) that this imprinting can be changed as our experiences change us, but it remains a powerful driver of our experiences.

I suspect the tough-to-pin-down “sense of wonder” is actually a consequence of this gateway drug. If we are adequately self-aware, we learn to recognize (through a meta-cognitive experience), the response we are seeking. That recognition produces that scintillating sense-of-wonder fans of SF/F/H use to justify our genre habit. Speaking for myself, I can elicit that same sense-of-wonder reading outside of genre (Patrick O’Brian’s books come to mind, as do Yasunari Kawabata’s). I don’t believe wonder is genre-specific, although the experience is statistically more common among the fantastic shelves.

And this brings us to the core reason why the speculative genres are so popular: they are a marketing category that encompasses all of the basic modes of storytelling found in realistic fiction. You’ll notice there is no such marketing category as “realistic fiction”. If we want to balance “SF/F/H” we would need an equally broad “realistic fiction” category. But instead, the “realistic fiction” section is fragmented into literary fiction, thrillers, romance, mystery, historical fiction, etc. If you want to find a realistic story told in the romantic mode, well your odds are pretty small looking under literary fiction. If you want a piece of mimetic fiction that deepens your understanding of the human condition, you should probably avoid the thriller shelves.

Yet all of these storytelling modes can be found side-by-side in the science fiction, fantasy, and horror section. Fans of genre fiction need never wander outside of those shelves to find stories that satisfy their every need. And that’s why, as a marketing category, it is so popular. It contains multitudes. And those increase the odds that a story from that marketing category will produce a satisfying response. Of course, much as I love fantastical fiction, I still think folks should read outside of their beloved genres every now and again. But if they don’t, well that’s fine, too: speculative fiction’s got a lot to love.

What do you think? Why does speculative fiction push a lot of our buttons and keep our attention the way it does? Why does it produce such fervent loyalty on the part of readers and viewers?

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